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Commercial Dispute Resolution

Professional Negligence Against Financial Advisors

Chun Wong
Claire Kitchen
Ruhul Ameen
Michael Kilbane
Senior Associate
Brenel Menezes
Stuart Miles

Professional financial advice can help you decide how best to invest your money and plan for the future. It can be difficult to choose from a bewildering array of financial products without advice from a financial advisor. Unfortunately, there have been many examples where people have been sold unsuitable products or given poor advice, resulting in unnecessary losses.

If you believe your financial advisor has been negligent, we can advise on the best course of action to recoup your losses.

Financial advisor negligence typically involves:

  • Failing to check your financial circumstances to ensure any products recommended are appropriate
  • Recommending unsuitable products
  • Providing advice an advisor is unqualified to provide
  • Failure to warn of the risks involved with investments


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