Professional Discipline & Regulatory
We provide specialist regulatory advice to individuals and corporates from a range of backgrounds and industries.
Investigations and professional discipline proceedings can take many forms and we have lawyers available to immediately assist in any situation. Our team of lawyers have represented different professionals including doctors, dentists, suppliers of medicinal products, teachers and those within the financial sector.
Your profession is important to you. So, being subjected to regulatory investigations and proceedings is stressful and intrusive. We understand this and take an empathetic approach focused on achieving the best possible outcome for you.
We provide clear advice, based on years of experience in securing outstanding results for our clients. Having a leading team on your side to support you through the process makes all the difference.
Our Crime team have been ranked in the Chambers & Partners 2025 legal directory. The team was described as “experienced in financial crime” and were praised for their excellent “level of service and responsiveness.”
“HJA’s fraud team is distinct in the market due to its longstanding experience of its senior lawyers on a wide range of matters, prosecuted by multiple agencies. They work closely with their general crime team, as well as disputes that feed into other closely linked areas of law, such as civil disputes and employment.” – Legal 500, 2025
we can help.
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Why choose Hodge Jones & Allen?
Our specialist lawyers can help navigate and guide you through the law, procedure and tactics at any stage in the investigation or proceedings. We encourage our clients to instruct us at the outset. This ensures the best possible handling of any investigation, especially in an era where regulators have more powers and are increasingly proactive in their approach.
We represent individuals, organisations and corporates. As a full-service law firm, we can draw expertise from all areas including, criminal litigation, civil litigation, public law and dispute resolution. We can offer a full service to meet your needs with all specialists under one roof. This provides a cost-conscious, convenient and joined-up approach to your case.
"Very professional and personal service and advice. Extremely knowledgeable and their robust approach of your defence is next to none. I totally felt at ease every step of the way with them by my side and in my corner."
How we can help
We can assist at any stage with advice and representation when dealing with a regulatory matter. We commonly help clients who:
- Have been notified that they are subject of an investigation
- Would like advice about self-reporting
- Are going to be interviewed
- Are facing an application by their regulator, such as an interim order
- Are facing fitness to practise proceedings
- Want to make representations to a regulator
- Want to appeal a decision made by a regulator
