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Dispute Resolution

Professional Negligence Claims Against Financial Advisors

Chun Wong
Claire Kitchen
Ruhul Ameen
Brenel Menezes
Michael Kilbane
Senior Associate

Professional financial advice can help you decide how best to invest your money and plan for the future. It can be difficult to choose from a bewildering array of financial products without advice from a financial advisor.

Unfortunately, there have been many examples where people have been sold unsuitable products or given poor advice, resulting in unnecessary losses.

Financial advisor negligence typically involves:

  • Failing to check your financial circumstances to ensure any products recommended are appropriate
  • Recommending unsuitable products
  • Providing advice an advisor is unqualified to provide
  • Failure to warn of the risks involved with investments

"l was advised to entrust my case to HJA and, in particular, to Ms. Brenel Menezes whose help and advice has been quite invaluable to me. She has kept in touch with me on a regular basis and throughout I have received calming and constructive suggestions which I have been very willing to follow. The outcome has proved far better than I dared to hope. I would unhesitatingly recommend HJA and those of their associates with whom I have had dealings.”

Why choose Hodge Jones & Allen Solicitors?

Our experienced professional negligence team have a strong record of success in claims against negligent financial advisers. When you contact us we will explain the process to you and take down your details and look at how we may be able to assist.


Once we have the details we need, we’ll be able to confirm whether we’re able to help you with your matter. If so, we’ll allocate you the specialist solicitor best suited to your case, who’ll be able to assist you.

Strategy & Resolution

Your lawyer will work with you to come up with a strategy tailored to your needs and the outcome you would like. We understand how importance peace of mind is, so we’ll be fully transparent with you and discuss the funding options available.

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